Neural Generative Models and Representation Learning for Information Retrieval

Information Retrieval (IR) concerns about the structure, analysis, organization, storage, and retrieval of information. Among different retrieval models proposed in the past decades, generative retrieval models, especially those under the statistical probabilistic framework, are one of the most popular techniques that have been widely applied to Information Retrieval problems. While they are famous for their well-grounded theory and good empirical performance in text retrieval, their applications in IR are often limited by their complexity and low extendability in the modeling of high-dimensional information. Recently, advances in deep learning techniques provide new opportunities for representation learning and generative models for information retrieval. In contrast to statistical models, neural models have much more flexibility because they model information and data correlation in latent spaces without explicitly relying on any prior knowledge. Previous studies on pattern recognition and natural language processing have shown that semantically meaningful representations of text, images, and many types of information can be acquired with neural models through supervised or unsupervised training. Nonetheless, the effectiveness of neural models for information retrieval is mostly unexplored. In this thesis, we study how to develop new generative models and representation learning frameworks with neural models for information retrieval. Specifically, our contributions include three main components: (1) Theoretical Analysis: We present the first theoretical analysis and adaptation of existing neural embedding models for ad-hoc retrieval tasks; (2) Design Practice: Based on our experience and knowledge, we show how to design an embedding-based neural generative model for practical information retrieval tasks such as personalized product search; And (3) Generic Framework: We further generalize our proposed neural generative framework for complicated heterogeneous information retrieval scenarios that concern text, images, knowledge entities, and their relationships. Empirical results show that the proposed neural generative framework can effectively learn information representations and construct retrieval models that outperform the state-of-the-art systems in a variety of IR tasks

Learning over Knowledge-Base Embeddings for Recommendation

State-of-the-art recommendation algorithms -- especially the collaborative filtering (CF) based approaches with shallow or deep models -- usually work with various unstructured information sources for recommendation, such as textual reviews, visual images, and various implicit or explicit feedbacks. Though structured knowledge bases were considered in content-based approaches, they have been largely neglected recently due to the availability of vast amount of data, and the learning power of many complex models. However, structured knowledge bases exhibit unique advantages in personalized recommendation systems. When the explicit knowledge about users and items is considered for recommendation, the system could provide highly customized recommendations based on users' historical behaviors. A great challenge for using knowledge bases for recommendation is how to integrated large-scale structured and unstructured data, while taking advantage of collaborative filtering for highly accurate performance. Recent achievements on knowledge base embedding sheds light on this problem, which makes it possible to learn user and item representations while preserving the structure of their relationship with external knowledge. In this work, we propose to reason over knowledge base embeddings for personalized recommendation. Specifically, we propose a knowledge base representation learning approach to embed heterogeneous entities for recommendation. Experimental results on real-world dataset verified the superior performance of our approach compared with state-of-the-art baselines

Learning a Deep Listwise Context Model for Ranking Refinement

Learning to rank has been intensively studied and widely applied in information retrieval. Typically, a global ranking function is learned from a set of labeled data, which can achieve good performance on average but may be suboptimal for individual queries by ignoring the fact that relevant documents for different queries may have different distributions in the feature space. Inspired by the idea of pseudo relevance feedback where top ranked documents, which we refer as the \textit{local ranking context}, can provide important information about the query's characteristics, we propose to use the inherent feature distributions of the top results to learn a Deep Listwise Context Model that helps us fine tune the initial ranked list. Specifically, we employ a recurrent neural network to sequentially encode the top results using their feature vectors, learn a local context model and use it to re-rank the top results. There are three merits with our model: (1) Our model can capture the local ranking context based on the complex interactions between top results using a deep neural network; (2) Our model can be built upon existing learning-to-rank methods by directly using their extracted feature vectors; (3) Our model is trained with an attention-based loss function, which is more effective and efficient than many existing listwise methods. Experimental results show that the proposed model can significantly improve the state-of-the-art learning to rank methods on benchmark retrieval corpora

Unbiased Learning to Rank with Unbiased Propensity Estimation

Learning to rank with biased click data is a well-known challenge. A variety of methods has been explored to debias click data for learning to rank such as click models, result interleaving and, more recently, the unbiased learning-to-rank framework based on inverse propensity weighting. Despite their differences, most existing studies separate the estimation of click bias (namely the \textit{propensity model}) from the learning of ranking algorithms. To estimate click propensities, they either conduct online result randomization, which can negatively affect the user experience, or offline parameter estimation, which has special requirements for click data and is optimized for objectives (e.g. click likelihood) that are not directly related to the ranking performance of the system. In this work, we address those problems by unifying the learning of propensity models and ranking models. We find that the problem of estimating a propensity model from click data is a dual problem of unbiased learning to rank. Based on this observation, we propose a Dual Learning Algorithm (DLA) that jointly learns an unbiased ranker and an \textit{unbiased propensity model}. DLA is an automatic unbiased learning-to-rank framework as it directly learns unbiased ranking models from biased click data without any preprocessing. It can adapt to the change of bias distributions and is applicable to online learning. Our empirical experiments with synthetic and real-world data show that the models trained with DLA significantly outperformed the unbiased learning-to-rank algorithms based on result randomization and the models trained with relevance signals extracted by click models